Form D · Commercial Banking
PACIFIC MERCANTILE BANCORP
Costa Mesa, CA · CIK 0001109546
Offering snapshot reported May 28, 2013 · SEC filing
- Reported sold
- $15M Offering amount: $15M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 30, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 28, 2013 | Initial | $14,999,998 | No comparison | 2 | SEC filing |
| May 7, 2012 | Initial | $26,395,160 | No comparison | 3 | SEC filing |
| Sep 12, 2011 | Initial | $11,200,000 | No comparison | 3 | SEC filing |
| Jul 19, 2011 | Initial | $1,767,107 | No comparison | 35 | SEC filing |
| Oct 13, 2010 | Amendment | $12,655,000 | $4,405,000vs Jan 13, 2010 | 31 | SEC filing |
| Jan 13, 2010 | Amendment | $8,250,000 | $1,350,000vs Dec 16, 2009 | 18 | SEC filing |
| Dec 16, 2009 | Initial | $6,900,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-197088
February 2013 Stock Purchase Agreement
Source: Form D, filed May 28, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| George L. Argyros | Director |
| Steven K. Buster | Director, Executive |
| Edward J. Carpenter | Director |
| John Clark | Director |
| Raymond E. Dellerba | Director |
| Warren T. Finley | Director |
| John D. Flemming | Director |
| Nancy A. Gray | Executive |
| Michael P. Hoopis | Director |
| Andrew M. Phillips | Director |
| Gordon Rausser | Director |
| Matthew F. Schafnitz | Director |
| Daniel A. Strauss | Director |
| John Thomas | Director |
| George H. Wells | Director |
| Gary M. Williams | Director |
| Stephen Yost | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
949 South Coast Drive Third Floor
Costa Mesa, CA, 92626
Costa Mesa, CA, 92626