Form D · Hedge Fund

Pacific Grove Opportunities Fund I LP

San Francisco, CA · CIK 0001704232

Offering snapshot reported Apr 25, 2018 · SEC filing

Reported sold
$22.1M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Aug 1, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 8

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 25, 2018Amendment$22,130,000No comparison8SEC filing
Apr 24, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-285379
Limited Partner Interests

Source: Form D, filed Apr 25, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PACIFIC GROVE OPPORTUNITIES FUND I LP

Investment adviser: PACIFIC GROVE CAPITAL LP

Gross asset value
$12.9M
Beneficial owners
8
ADV minimum commitment
$10M

Reported in Form ADV on Dec 23, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGSERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SAN FRANCISCO, California, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

MORGAN STANLEY & CO. LLC
SEC 8-15869

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1362990 · Dec 23, 2019 · Schedule D 7.B.(1), fund 805-8141793623

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert James Mendola, Jr. Executive
N/A Pacific Grove Capital Gp Llc Executive
Mark Simmons Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
580 California Street Suite 1925
San Francisco, CA, 94104