Form D · Other Energy
Pacific Ethanol, Inc.
Sacramento, CA · CIK 0000778164
Offering snapshot reported Jan 17, 2013 · SEC filing
- Reported sold
- $22.2M Offering amount: $22.2M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 11, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 17, 2013 | Initial | $22,192,491 | No comparison | 5 | SEC filing |
| Dec 16, 2011 | Amendment | $8,006,250 | $0vs Dec 15, 2011 | 11 | SEC filing |
| Dec 15, 2011 | Initial | $8,006,250 | No comparison | 11 | SEC filing |
| Oct 13, 2010 | Initial | $35,000,000 | No comparison | 7 | SEC filing |
| Jun 4, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 14, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 30, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $100K
- Finders' fees
- $0
- Form D file number
- 021-190483
An offering of Senior Unsecured Notes and Warrants to Purchase Common Stock.
In consideration of Placement Agent services provided to the issuer in connection with the offering (excludes expenses).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Lazard Capital Markets LLC | 134736 |
Source: Form D, filed Jan 17, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William L. Jones | Director |
| Michael D. Kandris | Director, Executive |
| Douglas L. Kieta | Director |
| Neil M. Koehler | Director, Executive |
| Larry D. Layne | Director |
| Bryon T. Mc Gregor | Executive |
| Bryan T. Mc Gregor | Executive |
| John L. Prince | Director |
| Terry L. Stone | Director |
| Ryan W. Turner | Director |
| Christopher W. Wright | Executive |
Issuer details
Industry: Other Energy (See others in industry)
Address:
400 Capitol Mall, Suite 2060
Sacramento, CA, 95814
Sacramento, CA, 95814