Form D · Oil and Gas
Pacific Energy Development Corp
Danville, CA · CIK 0001533288
Offering snapshot reported Aug 21, 2012 · SEC filing
- Reported sold
- $11.5M Offering amount: $12.9M
- Investors reported
- 116 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 31, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$8,657,497 → $11,526,497
- Reported investors86 → 116
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 21, 2012 | Amendment | $11,526,497 | $2,869,000vs Jul 20, 2012 | 116 | SEC filing |
| Jul 20, 2012 | Amendment | $8,657,497 | $653,763vs Jul 3, 2012 | 86 | SEC filing |
| Jul 3, 2012 | Amendment | $8,003,734 | $2,102,075vs Apr 19, 2012 | 64 | SEC filing |
| Apr 19, 2012 | Amendment | $5,901,659 | $300,001vs Mar 30, 2012 | 39 | SEC filing |
| Mar 30, 2012 | Amendment | $5,601,658 | -$1,107,494vs Feb 10, 2012 | 37 | SEC filing |
| Feb 10, 2012 | Amendment | $6,709,152 | $1,882,502vs Jan 18, 2012 | 21 | SEC filing |
| Jan 18, 2012 | Amendment | $4,826,650 | $3,366,650vs Nov 2, 2011 | 16 | SEC filing |
| Dec 13, 2011 | Initial | $522,500 | No comparison | 2 | SEC filing |
| Nov 8, 2011 | Amendment | $22,847 | $22,847vs Nov 7, 2011 | 1 | SEC filing |
| Nov 7, 2011 | Initial | $0 | No comparison | 1 | SEC filing |
| Nov 2, 2011 | Initial | $1,460,000 | No comparison | 1 | SEC filing |
| Oct 31, 2011 | Initial | $0 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $167K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-168118
14,888,675 Series A Preferred Stock issued for $10,266,497; 230,000 Series A issued pursuant to a Subscription Agmt for services; conversion of $900,000 note; warrants to purchase 480,000 Series A at $0.75/ea. and Common Stock issuable upon exercise.
$167350 cash commission; 37,467 Series A Preferred shares (issuable at final closing); 203,417 warrants to purchase Series A Preferred stock at $0.75 each and common stock issuable upon conversion thereof.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Oracle Capital Securities, LLC | 145868 | |
| Colorado Financial Service Corporation | 104343 | Ramin Nezafatiazar · CRD 1817973 |
| Meyers Associates, LP | 34171 | Christopher Wynne · CRD 4055280 |
Source: Form D, filed Aug 21, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lawrence Davis | Executive |
| Frank Ingriselli | Director, Executive |
| Clark Moore | Executive |
| Michael Peterson | Director, Executive |
| Jamie Tseng | Director, Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
4125 Blackhawk Plaza Circle Suite 201 A
Danville, CA, 94506
Danville, CA, 94506