Form D · Other
Pacific Empire Minerals Corp
Vancouver, A1 · CIK 0001575193
Offering snapshot reported May 1, 2018 · SEC filing
- Reported sold
- $733K Offering amount: $1.83M
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 20, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 1, 2018 | Amendment | $733,349 | $0vs Apr 5, 2018 | 34 | SEC filing |
| Apr 5, 2018 | Initial | $733,349 | No comparison | 34 | SEC filing |
| Feb 7, 2017 | Initial | $30,414 | No comparison | 2 | SEC filing |
| Jun 15, 2016 | Initial | $77,352 | No comparison | 1 | SEC filing |
| Jun 14, 2016 | Initial | $91,500 | No comparison | 1 | SEC filing |
| Apr 25, 2013 | Initial | $269,450 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $51.3K
- Finders' fees
- $0
- Form D file number
- 021-309464
(c) represents potential exercise of warrants issued to U.S. investors; Cdn$1.3077=US$1.00
Units, each unit consisting of 1 common share and 1 common share purchase warrant; warrants exercisable at Cdn$0.30 for three year
In addition to the cash commission, the agents received warrants exercisable for the issuer's common shares at C$20 for 36 months following registration of the shares
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Haywood Securities Inc. | None | Haywood Securities (USA) Inc. · CRD 42072 |
Source: Form D, filed May 1, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Larry Donaldson | Director |
| Keith Henderson | Director |
| Brad Peters | Director, Executive, Promoter |
| Doug Reed | Executive |
| Rory Ritchie | Director, Executive, Promoter |
Issuer details
Industry: Other (See others in industry)
Address:Vancouver, A1, V6C 1X8