Form D · Hedge Fund

PACIFIC CAPITAL GROWTH LLC

Irvine, CA · CIK 0001165118

Offering snapshot reported Mar 4, 2014 · SEC filing

Reported sold
$7.07M
Indefinite offering
Investors reported
32
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Nov 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$101M$201MFeb 25, 2010: $180,267,159.00Feb 25, 2010Feb 28, 2011: $201,128,080.00Feb 28, 2011Mar 2, 2012: $159,214,113.00Mar 2, 2012Mar 4, 2013: $38,206,571.00Mar 4, 2013Mar 4, 2014: $7,065,588.00Mar 4, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$201,128,080 → $7,065,588
  • Reported investors41 → 32
  • Minimum accepted$1,000,000 → $5,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 4, 2014Amendment$7,065,588-$194,062,492vs Feb 28, 201132SEC filing
Mar 4, 2013Amendment$38,206,571-$162,921,509vs Feb 28, 201132SEC filing
Mar 2, 2012Amendment$159,214,113-$41,913,967vs Feb 28, 201135SEC filing
Feb 28, 2011Amendment$201,128,080$20,860,921vs Feb 25, 201041SEC filing
Feb 25, 2010Amendment$180,267,159No comparison31SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-47210
Minimum Investment amount may be waived by management.

Source: Form D, filed Mar 4, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PACIFIC CAPITAL GROWTH, LLC

Investment adviser: PAAMCO PRISMA, LLC

Gross asset value
$113K
Beneficial owners
32
ADV minimum commitment
$5M

Reported in Form ADV on Sep 8, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP COSTA MESA, California, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1139105 · Sep 8, 2017 · Schedule D 7.B.(1), fund 805-4039226607

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Pacific Alternative Asset Management, Llc Promoter
James P. Rankin Executive
Kevin Williams Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19540 Jamboree Road Suite 400
Irvine, CA, 92612