Form D · Other Technology
P97 Holdings, Inc.
Houston, TX · CIK 0001971819
Offering snapshot reported Apr 5, 2023 · SEC filing
- Reported sold
- $40.7M Offering amount: $40.7M
- Investors reported
- 19 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 23, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 5, 2023 | Initial | $40,661,289 | No comparison | 19 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $1M
- Form D file number
- 021-477954
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Pharus Securities, LLC | 148002 |
Source: Form D, filed Apr 5, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Daniel Ballen | Director |
| Sharon Brown | Executive |
| Karson Chang | Director |
| Saurabh Choudhary | Executive |
| Paul Cwalina | Executive |
| Eric Dowdell | Director |
| Donald Frieden | Director, Executive |
| Kevin Halloran | Executive |
| Ignatius Leonards | Director |
| Steve Moses | Executive |
| David Nichamoff | Executive |
| Bryan Olivier | Executive |
| Michael Passilla | Director |
| Kevin Smartt | Director |
| Charles Vaslet | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
2050 W Sam Houston Pkwy S #900
Houston, TX, 77042
Houston, TX, 77042