Form D · Hedge Fund

P York IE

Dublin 2, L2 · CIK 0001458310

Offering snapshot reported Mar 16, 2017 · SEC filing

Reported sold
$0
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 9, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$62.5M$125MMar 16, 2011: $124,948,646.00Mar 16, 2011Mar 15, 2012: $27,611,927.00Mar 14, 2013: $27,611,927.00Mar 14, 2013Mar 14, 2014: $27,611,927.00Mar 16, 2016: $0.00Mar 16, 2017: $0.00Mar 16, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2017Amendment$0$0vs Mar 16, 20164SEC filing
Mar 16, 2016Amendment$0-$27,611,927vs Mar 14, 20144SEC filing
Mar 14, 2014Amendment$27,611,927$0vs Mar 14, 20132SEC filing
Mar 14, 2013Amendment$27,611,927$0vs Mar 15, 20122SEC filing
Mar 15, 2012Amendment$27,611,927-$97,336,719vs Mar 16, 20112SEC filing
Mar 16, 2011Initial$124,948,646No comparison3SEC filing
Mar 16, 2010Amendment$81,412,755$11,030,891vs Mar 17, 20092SEC filing
Mar 17, 2009Initial$70,381,864No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-156880

Source: Form D, filed Mar 16, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PERMAL MANAGED ACCOUNT PLATFORM ICAV FOR THE ACCOUNT OF PERMAL YORK IE

Investment adviser: YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

Gross asset value
$0
Beneficial owners
7
ADV minimum commitment
$100K

Reported in Form ADV on Sep 6, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES CURACAO, Other Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEWYORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1138428 · Sep 6, 2017 · Schedule D 7.B.(1), fund 805-8702645938

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Hodge Director
Robert Kaplan Director
Saintco Limited Director
Isaac Souede Director
Judy Tchou Director
Deborah Watson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Permal Managed Account Platform Icav Beaux Lane House, Mercer St Lower, 2 Fl
Dublin 2, L2, 2