Form D · Hedge Fund

P.A.W. PARTNERS, LP

Greenwich, CT · CIK 0001473701

Offering snapshot reported Mar 13, 2017 · SEC filing

Reported sold
$390M
Indefinite offering
Investors reported
212
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 1, 1990
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$195M$390MApr 13, 2010: $371,862,683.00Apr 13, 2010Apr 13, 2011: $381,135,564.00Mar 27, 2012: $381,435,564.00Mar 19, 2013: $388,640,564.00Mar 19, 2014: $388,640,564.00Mar 19, 2015: $388,969,671.00Mar 18, 2016: $389,513,521.00Mar 13, 2017: $390,250,455.00Mar 13, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$389,513,521 → $390,250,455

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 13, 2017Amendment$390,250,455$736,934vs Mar 18, 2016212SEC filing
Mar 18, 2016Amendment$389,513,521$543,850vs Mar 19, 2015212SEC filing
Mar 19, 2015Amendment$388,969,671$329,107vs Mar 19, 2014211SEC filing
Mar 19, 2014Amendment$388,640,564$0vs Mar 19, 2013209SEC filing
Mar 19, 2013Amendment$388,640,564$7,205,000vs Mar 27, 2012209SEC filing
Mar 27, 2012Amendment$381,435,564$300,000vs Apr 13, 2011208SEC filing
Apr 13, 2011Amendment$381,135,564$9,272,881vs Apr 13, 2010207SEC filing
Apr 13, 2010Initial$371,862,683No comparison204SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-140514

Source: Form D, filed Mar 13, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

P.A.W. PARTNERS, L.P.

Investment adviser: P.A.W. CAPITAL PARTNERS, LP

Gross asset value
$50.2M
Beneficial owners
22
ADV minimum commitment
$1M

Reported in Form ADV on Mar 15, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator S&Z FUND SERVICES, LLC MELVILLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ANCHIN, BLOCK & ANCHIN, LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1089333 · Mar 15, 2017 · Schedule D 7.B.(1), fund 805-2457270626

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
P.A.W. Capital Corp. Executive
P.A.W. Capital Partners, Lp Executive
P.A.W. Capital Partners, L.P. Executive
Peter A. Wright Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
P.A.W. Capital Partners, L.P. 4 Greenwich Office Park, 3 Rd Floor
Greenwich, CT, 06831