Form D · Hedge Fund

P.A.W. FAF, L.P.

Greenwich, CT · CIK 0001503157

Offering snapshot reported Nov 2, 2018 · SEC filing

Reported sold
$79.7M
Indefinite offering
Investors reported
81
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$39.9M$79.7MOct 14, 2010: $250,000.00Oct 14, 2010Oct 14, 2011: $6,226,000.00Nov 15, 2012: $40,225,338.00Nov 15, 2013: $45,937,549.00Nov 13, 2014: $52,412,264.00Nov 12, 2015: $57,855,565.00Nov 10, 2016: $65,242,444.00Nov 9, 2017: $78,128,586.00Nov 2, 2018: $79,720,475.00Nov 2, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$78,128,586 → $79,720,475

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 2, 2018Amendment$79,720,475$1,591,889vs Nov 9, 201781SEC filing
Nov 9, 2017Amendment$78,128,586$12,886,142vs Nov 10, 201681SEC filing
Nov 10, 2016Amendment$65,242,444$7,386,879vs Nov 12, 201580SEC filing
Nov 12, 2015Amendment$57,855,565$5,443,301vs Nov 13, 201479SEC filing
Nov 13, 2014Amendment$52,412,264$6,474,715vs Nov 15, 201377SEC filing
Nov 15, 2013Amendment$45,937,549$5,712,211vs Nov 15, 201274SEC filing
Nov 15, 2012Amendment$40,225,338$33,999,338vs Oct 14, 201172SEC filing
Oct 14, 2011Amendment$6,226,000$5,976,000vs Oct 14, 20107SEC filing
Oct 14, 2010Initial$250,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-149040

Source: Form D, filed Nov 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

P.A.W. FAF, L.P.

Investment adviser: P.A.W. CAPITAL PARTNERS, LP

Gross asset value
$13.1M
Beneficial owners
19
ADV minimum commitment
$1M

Reported in Form ADV on Oct 3, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator S&Z FUND SERVICES, LLC MELVILLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ANCHIN, BLOCK & ANCHIN, LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ANCHIN, BLOCK & ANCHIN, LLP
PCAOB 168

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1244113 · Oct 3, 2018 · Schedule D 7.B.(1), fund 805-1937115952

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
P.A.W. Capital Corp Executive
P.A.W. Capital Partners, L.P. Executive
Peter A. Wright Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
P.A.W. Capital Partners, L.P. 4 Greenwich Office Park, 3 Rd Floor
Greenwich, CT, 06831