Form D · Hedge Fund

P&A MULTI-SECTOR FUND II, L.P.

New York, NY · CIK 0001334595

Offering snapshot reported Mar 8, 2019 · SEC filing

Reported sold
$64.6M
Indefinite offering
Investors reported
118
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$32.3M$64.6MMar 12, 2009: $32,522,242.00Mar 12, 2009Mar 15, 2010: $2,851,159.00Mar 15, 2011: $59,000,000.00Mar 9, 2012: $61,087,125.00Mar 12, 2013: $61,488,125.00Mar 13, 2014: $62,509,875.00Mar 11, 2015: $63,892,375.00Mar 11, 2016: $64,031,000.00Mar 10, 2017: $64,388,500.00Mar 9, 2018: $64,418,500.00Mar 8, 2019: $64,597,000.00Mar 8, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$64,418,500 → $64,597,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 8, 2019Amendment$64,597,000$178,500vs Mar 9, 2018118SEC filing
Mar 9, 2018Amendment$64,418,500$30,000vs Mar 10, 2017118SEC filing
Mar 10, 2017Amendment$64,388,500$357,500vs Mar 11, 2016118SEC filing
Mar 11, 2016Amendment$64,031,000$138,625vs Mar 11, 2015117SEC filing
Mar 11, 2015Amendment$63,892,375$1,382,500vs Mar 13, 2014116SEC filing
Mar 13, 2014Amendment$62,509,875$1,021,750vs Mar 12, 2013115SEC filing
Mar 12, 2013Amendment$61,488,125$401,000vs Mar 9, 2012113SEC filing
Mar 9, 2012Amendment$61,087,125$2,087,125vs Mar 15, 2011110SEC filing
Mar 15, 2011Amendment$59,000,000$56,148,841vs Mar 15, 2010115SEC filing
Mar 15, 2010Amendment$2,851,159-$29,671,083vs Mar 12, 200975SEC filing
Mar 12, 2009Amendment$32,522,242No comparisonNot reportedSEC filing
Mar 12, 2009Initial$75,425,092No comparisonNot reportedSEC filing
Jul 27, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$297K
Finders' fees
$0
Form D file number
021-79598
Offering and Sales Amounts based on data through 03/01/19.
Sales Commissions and Finders' Fees Expenses based on data through 12/31/18.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Oppenheimer Asset Management105559 · CRD 105559
Summit Equities Inc.11039 · CRD 11039
Kestra Investment Services, LLC42046 · CRD 42046

Source: Form D, filed Mar 8, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

P&A MULTI-SECTOR FUND II, L.P.

Investment adviser: P&A CAPITAL ADVISORS, INC.

Gross asset value
$15.3M
Beneficial owners
31
ADV minimum commitment
$500K

Reported in Form ADV on Mar 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHNREZNICK LLP NEW YORK, New York, United States
Custodian JPMORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No
Marketer KESTRA INVESTMENT SERVICES, LLC AUSTIN, Texas, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Marketer SUMMIT EQUITIES INC PARSIPPANY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COHNREZNICK LLP
PCAOB 596

KESTRA INVESTMENT SERVICES, LLC
CRD 42046 · SEC 8-49672

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

SUMMIT EQUITIES INC
CRD 11039 · SEC 801-39162

Filing source

Form ADV 1292856 · Mar 25, 2019 · Schedule D 7.B.(1), fund 805-8765793900

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David E. Alexander Executive
Douglas Hammond Director
Malika Hinkson Director
Evan Michael Director
Edward George O'malley Director
N/A N/A P&A Capital Advisors, Inc. Executive, Promoter
N/A N/A P&A Fund Management, Inc. Executive
Anthony C. Peyser Executive
Brett Schneider Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
500 Fifth Avenue, Suite 2700
New York, NY, 10110