Form D · Hedge Fund

P&A DIVERSIFIED MANAGERS OFFSHORE FUND, LTD.

New York, NY · CIK 0001450567

Offering snapshot reported Mar 8, 2019 · SEC filing

Reported sold
$20.1M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Oct 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.1M$20.1MMar 13, 2009: $13,026,033.00Mar 13, 2009Mar 15, 2010: $1,783,733.00Mar 15, 2011: $19,000,000.00Mar 9, 2012: $20,112,982.00Mar 12, 2013: $20,112,982.00Mar 13, 2014: $20,112,982.00Mar 11, 2015: $20,112,982.00Mar 11, 2016: $20,112,982.00Mar 10, 2017: $20,112,982.00Mar 9, 2018: $20,112,982.00Mar 8, 2019: $20,112,982.00Mar 8, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 8, 2019Amendment$20,112,982$0vs Mar 9, 201819SEC filing
Mar 9, 2018Amendment$20,112,982$0vs Mar 10, 201719SEC filing
Mar 10, 2017Amendment$20,112,982$0vs Mar 11, 201619SEC filing
Mar 11, 2016Amendment$20,112,982$0vs Mar 11, 201519SEC filing
Mar 11, 2015Amendment$20,112,982$0vs Mar 13, 201419SEC filing
Mar 13, 2014Amendment$20,112,982$0vs Mar 12, 201319SEC filing
Mar 12, 2013Amendment$20,112,982$0vs Mar 9, 201219SEC filing
Mar 9, 2012Amendment$20,112,982$1,112,982vs Mar 15, 201119SEC filing
Mar 15, 2011Amendment$19,000,000$17,216,267vs Mar 15, 201015SEC filing
Mar 15, 2010Amendment$1,783,733-$11,242,300vs Mar 13, 200916SEC filing
Mar 13, 2009Initial$13,026,033No comparisonNot reportedSEC filing
Nov 13, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$17.5K
Finders' fees
$0
Form D file number
021-124511
Offering and Sales Amounts based on data through 03/01/19.
Sales Commissions and Finders' Fees Expenses based on data through 12/31/18.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Oppenheimer Asset Management105559
Summit Equities Inc.11039
Kestra Investment Services, LLC42046

Source: Form D, filed Mar 8, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

P&A DIVERSIFIED MANAGERS OFFSHORE FUND, LTD.

Investment adviser: P&A CAPITAL ADVISORS, INC.

Gross asset value
$7.79M
Beneficial owners
11
ADV minimum commitment
$500K

Reported in Form ADV on Mar 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHNREZNICK (CAYMAN) GEORGE TOWN, GRAND CAYMAN, Cayman Islands
Custodian JPMORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No
Marketer KESTRA INVESTMENT SERVICES, LLC AUSTIN, Texas, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Marketer SUMMIT EQUITIES INC PARSIPPANY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COHNREZNICK (CAYMAN)
PCAOB 596

KESTRA INVESTMENT SERVICES, LLC
CRD 42046 · SEC 8-49672

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

SUMMIT EQUITIES INC
CRD 11039 · SEC 801-39162

Filing source

Form ADV 1292856 · Mar 25, 2019 · Schedule D 7.B.(1), fund 805-3211105081

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David E. Alexander Executive
Christopher Bowring Director
Douglas Hammond Director
Malika Hinkson Director
Michael Mc Donald Director
Evan Michael Director
Edward George O'malley Director
N/A P & A Capital Advisors, Inc. Executive, Promoter
N/A N/A P&A Capital Advisors, Inc. Executive, Promoter
Anthony C. Peyser Executive
Geoff Ruddick Director
Brett Schneider Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O P&A Capital Advisors, Inc. 500 Fifth Avenue, Suite 2700
New York, NY, 10110