Form D · Hedge Fund

P&A DIVERSIFIED INSURANCE FUND, L.P.

New York, NY · CIK 0001401576

Offering snapshot reported Mar 11, 2016 · SEC filing

Reported sold: $20.5M
Investors reported: 2
Minimum accepted: $500K
First sale: May 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 11, 2016	Amendment	$20,491,116	$0vs Mar 11, 2015	2	SEC filing
Mar 11, 2015	Amendment	$20,491,116	$0vs Mar 13, 2014	2	SEC filing
Mar 13, 2014	Amendment	$20,491,116	$2,011,723vs Mar 12, 2013	2	SEC filing
Mar 12, 2013	Amendment	$18,479,393	$4,756,081vs Mar 9, 2012	2	SEC filing
Mar 9, 2012	Amendment	$13,723,312	-$3,276,688vs Mar 15, 2011	2	SEC filing
Mar 15, 2011	Amendment	$17,000,000	$14,282,827vs Mar 15, 2010	2	SEC filing
Mar 15, 2010	Amendment	$2,717,173	-$1,228,849vs Mar 17, 2009	1	SEC filing
Mar 17, 2009	Initial	$3,946,022	No comparison	Not reported	SEC filing
May 23, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-103885

Offering and Sales Amounts based on data through 03/01/16.

Sales Commissions and Finders' Fees Expenses based on data through 12/31/15.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Summit Equities Inc.	11039
NFP Securities Inc.	42046

Source: Form D, filed Mar 11, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

P&A DIVERSIFIED INSURANCE FUND, L.P.

Investment adviser: P&A CAPITAL ADVISORS, INC.

Gross asset value: $8.24M
Beneficial owners: 2
ADV minimum commitment: $500K

Reported in Form ADV on Sep 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No

Marketer KESTRA INVESTMENT SERVICES, LLC AUSTIN, Texas, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No

Marketer SUMMIT EQUITIES INC PARSIPPANY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KESTRA INVESTMENT SERVICES, LLC
CRD 42046 · SEC 8-49672

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

SUMMIT EQUITIES INC
CRD 11039 · SEC 801-39162

Filing source

Form ADV 1043080 · Sep 30, 2016 · Schedule D 7.B.(1), fund 805-6130267166

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David E. Alexander	Executive
Douglas Hammond	Director
Malika Hinkson	Director
Evan Michael	Director
N/A N/A P&A Capital Advisors, Inc.	Executive, Promoter
N/A N/A P&A Fund Management, Inc.	Executive
Anthony C. Peyser	Executive
Brett Schneider	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

500 Fifth Avenue, Suite 2700
New York, NY, 10110