Form D · Other Investment Fund

OZCM OPCO I LLC

Menlo Park, CA · CIK 0001779231

Offering snapshot reported Sep 6, 2019 · SEC filing

Reported sold: $6.18M
Investors reported: 3
Minimum accepted: $100K
First sale: May 27, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 6, 2019	Amendment	$6,180,414	$5,930,414vs Jul 18, 2019	3	SEC filing
Sep 6, 2019	Amendment	$6,180,414	$0vs Sep 6, 2019	3	SEC filing
Jul 18, 2019	Amendment	$250,000	$0vs Jun 7, 2019	2	SEC filing
Jun 7, 2019	Initial	$250,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-341456

Source: Form D, filed Sep 6, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OZCM OPCO I LLC

Investment adviser: HAMPTON RIVER PARTNERS, LLC

Gross asset value: $6.01M
Beneficial owners: 9
ADV minimum commitment: $100K

Reported in Form ADV on Feb 26, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ADURO ADVISORS SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor NOVOGRADAC & COMPANY LLP WALNUT CREEK, California, United States

Custodian FIRST REPUBLIC BANK MENLO PARK, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

NOVOGRADAC & COMPANY LLP
PCAOB 474

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

Filing source

Form ADV 1831774 · Feb 26, 2024 · Schedule D 7.B.(1), fund 805-4554061887

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Matthew Morris	Executive
Matthew Ozone Capital Management Llc	Executive
Ozone Capital Management Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2500 Sand Hill Road Suite 240
Menlo Park, CA, 94025