Form D · Other Banking and Financial Services
Ozarks Heritage Financial Group, Inc.
Gainesville, MO · CIK 0001830960
Offering snapshot reported Dec 29, 2022 · SEC filing
- Reported sold
- $29.5M Offering amount: $29.5M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 21, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 29, 2022 | Initial | $29,500,000 | No comparison | 15 | SEC filing |
| Nov 3, 2020 | Initial | $15,000,000 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $590K
- Finders' fees
- $0
- Form D file number
- 021-469095
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Brean Capital, LLC | 23723 | Michael Coogan · CRD 1735236 |
Source: Form D, filed Dec 29, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Aaron Buerge | Director |
| Justin Buerge | Director |
| John Everett | Director |
| Pat A. Funk | Director, Executive |
| Norman Hannaford | Director |
| John Christopher Harlin | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
42 Court Square
Gainesville, MO, 65655
Gainesville, MO, 65655