Form D · Hedge Fund
OZA Private Investors Offshore Ltd.
New York, NY · CIK 0001519008
Offering snapshot reported Mar 13, 2019 · SEC filing
- Reported sold
- $190M Indefinite offering
- Investors reported
- 272 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 19, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Minimum accepted$100,000 → $0
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 13, 2019 | Amendment | $189,880,000 | $0vs Mar 14, 2018 | 272 | SEC filing |
| Mar 14, 2018 | Amendment | $189,880,000 | $0vs Mar 21, 2017 | 272 | SEC filing |
| Mar 21, 2017 | Amendment | $189,880,000 | $0vs Mar 22, 2016 | 272 | SEC filing |
| Mar 22, 2016 | Amendment | $189,880,000 | $38,045,000vs Apr 22, 2014 | 272 | SEC filing |
| Apr 22, 2015 | Amendment | $187,440,000 | $35,605,000vs Apr 22, 2014 | 264 | SEC filing |
| Apr 22, 2014 | Amendment | $151,835,000 | $104,220,000vs Apr 24, 2013 | 243 | SEC filing |
| Apr 24, 2013 | Amendment | $47,615,000 | $46,965,000vs May 2, 2011 | 135 | SEC filing |
| May 1, 2012 | Amendment | $3,410,000 | $2,760,000vs May 2, 2011 | 5 | SEC filing |
| May 2, 2011 | Initial | $650,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-159168
Investors buying shares (other than investors for whom the Administrator exercises investment discretion) may pay a one-time upfront fee of up to 2%. This fee is not an issuer expense, so it is not reflected as a sales commission or finder's fee.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.P. Morgan Securities LLC | 079 |
Source: Form D, filed Mar 13, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Seth Bernstein | Director |
| Michael Chiaravalloti | Director |
| Margaret Conklin | Director |
| Scott Dakars | Director |
| Christine Fletcher | Director |
| Sabrina Foster | Director |
| David Frame | Director |
| Laren Gillespie | Director |
| Glenn Hill | Director |
| J.P. Morgan Private Investments Inc. | Executive, Promoter |
| Jote Kassa | Director |
| Robert Klein | Director |
| David Lloyd | Director |
| Thomas Mc Graw | Director |
| Mark Padley | Director |
| Laura Pantaleo | Director |
| Rachael Rankn | Director |
| Kurt Reid | Director |
| Richard Ruffer | Director |
| Mary Savino | Director |
| Ryan Schroeder | Director |
| Isatou Sey | Director |
| Shideh Theunissen | Director |
| James Walker | Director |
| David Wezdenko | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O J.P. Morgan Private Investments Inc. 270 Park Avenue
New York, NY, 10017
New York, NY, 10017