Form D · Other Banking and Financial Services
Oxygen Funding, Inc.
Lake Forest, CA · CIK 0001840017
Offering snapshot reported Jan 12, 2021 · SEC filing
- Reported sold
- $7.8M Offering amount: $20M
- Investors reported
- 83 Form D · investor count
- Minimum accepted
- $15K Reported outside-investor minimum
- First sale
- Feb 27, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 12, 2021 | Initial | $7,800,000 | No comparison | 83 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $36.4K (estimated)
- Form D file number
- 021-386015
Participation Agreement in asset purchases
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Albert Haddad | None |
Source: Form D, filed Jan 12, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patrick Cole | Executive |
| Adam Lomax | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
9 Orchard Rd #101
Lake Forest, CA, 92630
Lake Forest, CA, 92630