Form D · Private Equity Fund
Oxer Mezzanine Fund II, L.P.
Columbus, OH · CIK 0001787993
Offering snapshot reported Sep 17, 2019 · SEC filing
- Reported sold
- $59M Indefinite offering
- Investors reported
- 60 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 4, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 17, 2019 | Initial | $59,031,000 | No comparison | 60 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $20K (estimated)
- Form D file number
- 021-349037
The fund has not paid any placement fees to date but anticipates $20,000 of fees. Actual amounts paid will depend on the total amount of commitments the placement agent brings to the fund.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Boenning & Scattergood, Inc. | 100 |
Source: Form D, filed Sep 17, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Bahlmann | Executive |
| Frank J. Capella | Executive |
| Mike O'brien | Executive |
| N/A Oxer Capital, Inc. | Executive |
| N/A Oxer Gp Ii, Llc | Executive |
| Dan Phlegar | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
883 Yard Street
Columbus, OH, 43212
Columbus, OH, 43212