Form D · Hedge Fund

Owl Creek Socially Responsible Investment Fund, Ltd.

Camana Bay, Grand Cayman, E9 · CIK 0001413450

Offering snapshot reported Nov 22, 2023 · SEC filing

Reported sold
$249M
Indefinite offering
Investors reported
21
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
May 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$125M$249MNov 2, 2010: $55,000,000.00Nov 2, 2010Mar 4, 2011: $55,000,000.00Mar 2, 2012: $77,525,000.00Mar 4, 2013: $126,362,894.00Mar 4, 2014: $180,805,235.00Mar 4, 2015: $214,640,235.00Mar 4, 2016: $217,640,235.00Dec 2, 2016: $220,390,235.00Dec 1, 2017: $222,790,235.00Nov 30, 2018: $227,490,235.00Nov 27, 2019: $228,990,235.00Nov 27, 2020: $229,290,235.00Nov 24, 2021: $249,290,235.00Nov 23, 2022: $249,290,235.00Nov 22, 2023: $249,290,235.00Nov 22, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 22, 2023Amendment$249,290,235$0vs Nov 23, 202221SEC filing
Nov 23, 2022Amendment$249,290,235$0vs Nov 24, 202121SEC filing
Nov 24, 2021Amendment$249,290,235$20,000,000vs Nov 27, 202021SEC filing
Nov 27, 2020Amendment$229,290,235$300,000vs Nov 27, 201921SEC filing
Nov 27, 2019Amendment$228,990,235$1,500,000vs Nov 30, 201821SEC filing
Nov 30, 2018Amendment$227,490,235$4,700,000vs Dec 1, 201721SEC filing
Dec 1, 2017Amendment$222,790,235$2,400,000vs Dec 2, 201620SEC filing
Dec 2, 2016Amendment$220,390,235$2,750,000vs Mar 4, 201620SEC filing
Mar 4, 2016Amendment$217,640,235$3,000,000vs Mar 4, 201520SEC filing
Mar 4, 2015Amendment$214,640,235$33,835,000vs Mar 4, 201419SEC filing
Mar 4, 2014Amendment$180,805,235$54,442,341vs Mar 4, 201312SEC filing
Mar 4, 2013Amendment$126,362,894$48,837,894vs Mar 2, 20129SEC filing
Mar 2, 2012Amendment$77,525,000$22,525,000vs Mar 4, 20114SEC filing
Mar 4, 2011Amendment$55,000,000$0vs Nov 2, 20102SEC filing
Nov 2, 2010Amendment$55,000,000No comparison2SEC filing
Sep 21, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$8.02K
Finders' fees
$0
Form D file number
021-109019
On 10/27/2021 the Issuer ceased to use the services of Owl Creek Asset Management Marketing, LLC as a placement agent.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Owl Creek Asset Management Marketing, LLC38008

Source: Form D, filed Nov 22, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OWL CREEK SOCIALLY RESPONSIBLE INVESTMENT FUND, LTD.

Investment adviser: OWL CREEK ASSET MANAGEMENT, L.P.

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Apr 3, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1863068 · Apr 3, 2024 · Schedule D 7.B.(1), fund 805-5291658122

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey A. Altman Director
Owl Creek Asset Management, L.P. Promoter
Geoff Ruddick Director
W. William Woods Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Citco Fund Admin. (Cayman Islands) Ltd. 89 Nexus Way, 2 Fl., P.O. Box 31106
Camana Bay, Grand Cayman, E9, KY1-1205