Form D · Hedge Fund

Owl Creek MGM Fund, L.P.

New York, NY · CIK 0001689504

Offering snapshot reported Nov 24, 2021 · SEC filing

Reported sold: $113M
Investors reported: 39
Minimum accepted: $0
First sale: Nov 8, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 24, 2021	Amendment	$113,135,231	$0vs Nov 27, 2020	39	SEC filing
Nov 27, 2020	Amendment	$113,135,231	$20,474,000vs Nov 27, 2019	39	SEC filing
Nov 27, 2019	Amendment	$92,661,231	$6,225,000vs Nov 30, 2018	39	SEC filing
Nov 30, 2018	Amendment	$86,436,231	$0vs Dec 1, 2017	38	SEC filing
Dec 1, 2017	Amendment	$86,436,231	$64,851,748vs Dec 2, 2016	38	SEC filing
Dec 2, 2016	Amendment	$21,584,483	$4,950,000vs Nov 15, 2016	24	SEC filing
Nov 15, 2016	Initial	$16,634,483	No comparison	24	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $103K
Finders' fees: $0
Form D file number: 021-274544

On 10/27/2021 the Issuer ceased to use the services of Owl Creek Asset Management Marketing, LLC as a placement agent.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Owl Creek Asset Management Marketing, LLC	38008

Source: Form D, filed Nov 24, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OWL CREEK MGM FUND, L.P.

Investment adviser: OWL CREEK ASSET MANAGEMENT, L.P.

Gross asset value: $191M
Beneficial owners: 49
ADV minimum commitment: $5M

Reported in Form ADV on Mar 1, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands

Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

HSBC BANK USA, N.A.
LEI 1IE8VN30JCEQV1H4R804

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1601871 · Mar 1, 2022 · Schedule D 7.B.(1), fund 805-6153299779

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeffrey A. Altman	Executive
Owl Creek Advisors, Llc	Executive
Owl Creek Asset Management, L.P.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

640 Fifth Avenue 20 Th Floor
New York, NY, 10019