Form D · Other Banking and Financial Services
OWEN FINANCIAL CORP
Spencer, IN · CIK 0000709954
Offering snapshot reported Jun 18, 2020 · SEC filing
- Reported sold
- $6.5M Offering amount: $6.5M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jun 5, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 18, 2020 | Initial | $6,500,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $130K
- Finders' fees
- $0
- Form D file number
- 021-369262
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Performance Trust Capital Partners, LLC | 36155 | Performance Trust Capital Partners, LLC · CRD 36155 |
Source: Form D, filed Jun 18, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| George Allison | Director |
| Becky Brown | Director |
| Danielle Conner | Executive |
| Jerry Hays | Executive |
| Ed Hines | Director |
| Mike King | Director |
| Keith Knipstein | Executive |
| Rick Krouse | Executive |
| Tom Parker | Director |
| Steve Pedigo | Director |
| Scott Rink | Director |
| Robert E Taylor | Director, Executive |
| Tim Vest | Director |
| Gordon Wells | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
201 W. Morgan Street
Spencer, IN, 47460
Spencer, IN, 47460