Form D · Other Investment Fund

OW K2 Investments LLC

New York, NY · CIK 0001641458

Offering snapshot reported Mar 1, 2019 · SEC filing

Reported sold: $12M
Investors reported: 9
Minimum accepted: $0
First sale: Jan 30, 2019

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 1, 2019	Initial	$11,986,809	No comparison	9	SEC filing
Mar 1, 2019	Initial	$11,986,809	No comparison	9	SEC filing
Jun 5, 2018	Initial	$8,433,619	No comparison	17	SEC filing
May 6, 2015	Initial	$30,525,000	No comparison	18	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-333885

Source: Form D, filed Mar 1, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OW K2 INVESTMENTS LLC

Investment adviser: ORANGEWOOD PARTNERS MANAGEMENT LLC

Gross asset value: $4.64M
Beneficial owners: 26
ADV minimum commitment: $0

Reported in Form ADV on Jun 6, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CROWE LLP NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CROWE LLP
PCAOB 173

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV0

Filing source

Form ADV 1881453 · Jun 6, 2024 · Schedule D 7.B.(1), fund 805-2449139830

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Alan Goldfarb	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

9 West 57 Th Street 33 Rd Floor
New York, NY, 10019