Form D · Hedge Fund

OVERTURE 7 FUND LP

San Francisco, CA · CIK 0001215424

Offering snapshot reported Jul 11, 2018 · SEC filing

Reported sold: $150M
Investors reported: 23
Minimum accepted: $500K
First sale: Feb 1, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$143,078,689 → $149,679,592

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 11, 2018	Amendment	$149,679,592	$6,600,903vs Jul 12, 2017	23	SEC filing
Jul 12, 2017	Amendment	$143,078,689	$4,484,887vs Jul 14, 2016	23	SEC filing
Jul 14, 2016	Amendment	$138,593,802	$60,523,697vs Jul 14, 2015	23	SEC filing
Jul 14, 2015	Amendment	$78,070,105	$0vs Jun 25, 2014	21	SEC filing
Jun 25, 2014	Amendment	$78,070,105	$0vs May 1, 2013	21	SEC filing
May 1, 2013	Amendment	$78,070,105	$100,000vs May 2, 2012	21	SEC filing
May 2, 2012	Amendment	$77,970,105	$280,594vs Apr 21, 2011	20	SEC filing
Apr 21, 2011	Amendment	$77,689,511	$935,457vs Apr 7, 2010	17	SEC filing
Apr 7, 2010	Amendment	$76,754,054	-$27,049,128vs Mar 11, 2009	16	SEC filing
Mar 11, 2009	Amendment	$103,803,182	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-52093

Limited Partner Interests

Source: Form D, filed Jul 11, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OVERTURE 7 FUND, L.P.

Investment adviser: SYMPHONY ASSET MANAGEMENT LLC

Gross asset value: $101M
Beneficial owners: 7
ADV minimum commitment: $500K

Reported in Form ADV on Oct 30, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON ALTERNATIVE INVESTMENT SERVICES LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1350423 · Oct 30, 2019 · Schedule D 7.B.(1), fund 805-3557027084

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Amy Chen	Executive
David Goldstein	Executive
Praveen Gottipalli	Executive, Promoter
Michael J. Henman	Executive, Promoter
Judith Mac Donald	Executive
Angela M. Mc Killen	Executive
Anne B. Popkin	Executive
Neil L. Rudolph	Executive, Promoter
Jeffrey L. Skelton	Executive, Promoter
Gunther Stein	Executive
N/A Symphony Asset Management Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

555 California Street, Suite 3100
San Francisco, CA, 94104