Form D · Other

OVERTONE, INC.

Carlsbad, CA · CIK 0001118220

Offering snapshot reported May 6, 2010 · SEC filing

Reported sold
$7.14M
Offering amount: $7.14M
Investors reported
18
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 30, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.57M$7.14MOct 15, 2009: $2,481,945.00Oct 15, 2009May 6, 2010: $7,143,946.00May 6, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,481,945 → $7,143,946
  • Reported investors17 → 18

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 6, 2010Amendment$7,143,946$4,662,001vs Oct 15, 200918SEC filing
Oct 15, 2009Initial$2,481,945No comparison17SEC filing
Jun 26, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Mar 5, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Mar 5, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Mar 5, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-101013

Source: Form D, filed May 6, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Brekka Director
Craig D. Brennan Director, Executive
Dennis O'connell Director
John Rehfeld Director
James Sanger Director
Thayer Swartwood Director
Christopher Vohnout Executive
Harry G. Whelan Director

Issuer details

Industry: Other (See others in industry)

Address:
2386 Faraday Avenue Suite 280
Carlsbad, CA, 92008