Form D · Hedge Fund

OVERLOOK PERFORMANCE FUND

Grand Cayman, E9 · CIK 0001459637

Offering snapshot reported Sep 25, 2019 · SEC filing

Reported sold
$40.2M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Apr 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.1M$40.2MFeb 19, 2010: $10,678,624.00Feb 19, 2010Feb 17, 2011: $24,652,275.00Feb 16, 2012: $31,744,340.00Feb 15, 2013: $38,702,275.00Feb 14, 2014: $38,702,275.00Apr 14, 2014: $39,312,275.00Feb 12, 2015: $39,312,275.00Feb 12, 2016: $39,312,275.00Feb 10, 2017: $40,202,275.00Sep 29, 2017: $40,202,275.00Sep 27, 2018: $40,202,275.00Sep 25, 2019: $40,202,275.00Sep 25, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 25, 2019Amendment$40,202,275$0vs Sep 27, 201820SEC filing
Sep 27, 2018Amendment$40,202,275$0vs Sep 29, 201720SEC filing
Sep 29, 2017Amendment$40,202,275$0vs Feb 10, 201720SEC filing
Feb 10, 2017Amendment$40,202,275$890,000vs Feb 12, 201620SEC filing
Feb 12, 2016Amendment$39,312,275$0vs Feb 12, 201516SEC filing
Feb 12, 2015Amendment$39,312,275$0vs Apr 14, 201416SEC filing
Apr 14, 2014Amendment$39,312,275$610,000vs Feb 14, 201416SEC filing
Feb 14, 2014Amendment$38,702,275$0vs Feb 15, 201316SEC filing
Feb 15, 2013Amendment$38,702,275$6,957,935vs Feb 16, 201216SEC filing
Feb 16, 2012Amendment$31,744,340$7,092,065vs Feb 17, 201114SEC filing
Feb 17, 2011Amendment$24,652,275$13,973,651vs Feb 19, 201014SEC filing
Feb 19, 2010Amendment$10,678,624No comparison13SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$4.17M (estimated)
Finders' fees
$0
Form D file number
021-128720
The issuer's investment manager compensates the placement agents. Such compensation may include, but is not limited to, fixed fees, a portion of the investment manager's management fee, and/or a portion of (continued in clarification box Item #16)

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
J.P. MORGAN SECURITIES INC.18718
J.P. Morgan Securities LLC79

Source: Form D, filed Sep 25, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE OVERLOOK PERFORMANCE FUND

Investment adviser: CORBIN CAPITAL PARTNERS, L.P.

Gross asset value
$110M
Beneficial owners
178
ADV minimum commitment
$5M

Reported in Form ADV on May 11, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian ROYAL BANK OF CANADA NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST BOSTON, Massachusetts, United States Related to adviser: No
Marketer UBS AG ZURICH, Switzerland Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1421879 · May 11, 2020 · Schedule D 7.B.(1), fund 805-4517172343

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Anthony J. Anselmo Director
Steven Carlino Executive
Daniel Friedman Director
David Sargison Director
Tracy Mc Hale Stuart Director
Samuel A.D. Young Director
Peter M.O. Young Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Box 309, Ugland House
Grand Cayman, E9, KY1-1104