Form D · Hedge Fund

Overlay Strategies Fund V, a series of PIMCO Offshore Funds

George Town, Grand Cayman, E9 · CIK 0001507342

Offering snapshot reported Dec 22, 2010 · SEC filing

Reported sold: $3.15M
Investors reported: 1
Minimum accepted: $0
First sale: Dec 16, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 22, 2010	Initial	$3,150,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-152369

Source: Form D, filed Dec 22, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OVERLAY STRATEGIES FUND V, A SUB-TRUST OF PIMCO OFFSHORE FUNDS

Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

Gross asset value: $2.28M
Beneficial owners: 1
ADV minimum commitment: $100K

Reported in Form ADV on Mar 17, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FINANCIAL DATA SERVICES (TORONTO) TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGETOWN, Cayman Islands

Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No

Marketer PIMCO INVESTMENTS LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 798308 · Mar 17, 2014 · Schedule D 7.B.(1), fund 805-4790870042

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Tammie J. Arnold	Executive
Vineer Bhansali	Executive
Jennifer S. Bridwell	Executive
Sabrina C. Callin	Executive
Wendy W. Cupps	Executive
Chris P. Dialynas	Executive
Mohamed A. El Erian	Executive
David C. Flattum	Executive
William H. Gross	Executive
Brent R. Harris	Executive
Douglas M. Hodge	Executive
Brent L. Holden	Executive
Daniel J. Ivascyn	Executive
Lew W. Jacobs Iv	Executive
Neel T. Kashkari	Executive
Mark R. Kiesel	Executive
Scott P. Lennon	Executive
David C. Lown	Executive
Scott A. Mather	Executive
Paul A. Mcculley	Executive
Curtis A. Mewbourne	Executive
John M. Miller	Executive
Douglas J. Ongaro	Executive
Thomas J. Otterbein	Executive
Saumil H. Parikh	Executive
Stephen A. Rodosky	Executive
Jonathan D. Short	Executive
W. Scott Simon	Executive
Thibault C. Stracke	Executive
Susan L. Wilson	Executive
Michelle Wilson Clarke	Executive
Mihir P. Worah	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

87 Mary Street
George Town, Grand Cayman, E9, KY1-9004