Form D · Hedge Fund
Overlay Strategies Fund II, a series of PIMCO Offshore Funds
Newport Beach, CA · CIK 0001494843
Offering snapshot reported Jul 8, 2011 · SEC filing
- Reported sold
- $20M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 14, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$10,000,000 → $20,000,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 8, 2011 | Amendment | $20,000,000 | $10,000,000vs Jun 23, 2010 | 1 | SEC filing |
| Jun 23, 2010 | Initial | $10,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-143933
Source: Form D, filed Jul 8, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
OVERLAY STRATEGIES FUND II, A SUB-TRUST OF PIMCO OFFSHORE FUNDS
Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
- Gross asset value
- $1.61M
- Beneficial owners
- 1
- ADV minimum commitment
- $100K
Reported in Form ADV on May 29, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686
CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422
GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Filing source
Form ADV 738597 · May 29, 2013 · Schedule D 7.B.(1), fund 805-2691636225
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tammie J. Arnold | Executive |
| Vineer Bhansali | Executive |
| Jennifer S, Bridwell | Executive |
| Sabrina C. Callin | Executive |
| Wendy W. Cupps | Executive |
| Suhail H. Dada | Executive |
| Chris P. Dialynas | Executive |
| Mohamed A. El Erian | Executive |
| David C. Flattum | Executive |
| William H. Gross | Executive |
| Brent R. Harris | Executive |
| Douglas M. Hodge | Executive |
| Brent L. Holden | Executive |
| Daniel J. Ivascyn | Executive |
| Lew W. Jacobs Iv | Executive |
| Neel T. Kashkari | Executive |
| Mark R. Kiesel | Executive |
| Scott P. Lennon | Executive |
| David C. Lown | Executive |
| Scott A. Mather | Executive |
| Ravinder Kumar Mattu | Executive |
| Paul A. Mcculley | Executive |
| Curtis A. Mewbourne | Executive |
| John M. Miller | Executive |
| James F. Moore | Executive |
| Douglas J. Ongaro | Executive |
| Thomas J. Otterbein | Executive |
| Saumil H. Parikh | Executive |
| Stephen A. Rodosky | Executive |
| Marc Peter Seidner | Executive |
| Jonathan D. Short | Executive |
| W. Scott Simon | Executive |
| Thibault C. Stracke | Executive |
| Susan L. Wilson | Executive |
| Michelle Wilson Clarke | Executive |
| Mihir P. Worah | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Newport Beach, CA, 92660