Form D · Other Investment Fund
OT BioAg Fund III, LLC
Boston, MA · CIK 0001746913
Offering snapshot reported Jun 24, 2019 · SEC filing
- Reported sold
- $14.1M Offering amount: $14.1M
- Investors reported
- 37 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 20, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$14,508,650 → $14,112,743
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 24, 2019 | Amendment | $14,112,743 | -$395,907vs Oct 10, 2018 | 37 | SEC filing |
| Oct 10, 2018 | Amendment | $14,508,650 | $361,504vs Aug 8, 2018 | 37 | SEC filing |
| Aug 8, 2018 | Initial | $14,147,146 | No comparison | 33 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-318786
Source: Form D, filed Jun 24, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
OT BIOAG FUND III, LLC
Investment adviser: OT MANAGEMENT, LLC
- Gross asset value
- $8.45M
- Beneficial owners
- 37
- ADV minimum commitment
- $100K
Reported in Form ADV on Mar 29, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
HAYNIE & COMPANY
PCAOB 457
Filing source
Form ADV 1706597 · Mar 29, 2023 · Schedule D 7.B.(1), fund 805-8370962463
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Llc Assure Fund Management Ii | Director |
| Null Assure Fund Management Ii | Director |
| Jeremy Neilson | Executive |
| Llc Ot Management | Director |
| Richard Thoms | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02118