Form D · Other Technology
Ostendo Technologies, Inc.
Carlsbad, CA · CIK 0001595777
Offering snapshot reported Sep 24, 2020 · SEC filing
- Reported sold
- $19.4M Offering amount: $30M
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 10, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 24, 2020 | Initial | $19,370,718 | No comparison | 20 | SEC filing |
| Jan 16, 2019 | Initial | $45,000,000 | No comparison | 1 | SEC filing |
| Jul 14, 2016 | Initial | $41,824,750 | No comparison | 7 | SEC filing |
| May 4, 2016 | Initial | $9,900,000 | No comparison | 7 | SEC filing |
| Apr 5, 2016 | Initial | $15,457,104 | No comparison | 23 | SEC filing |
| Apr 5, 2016 | Amendment | $11,801,975 | $10,423,975vs Nov 26, 2014 | 22 | SEC filing |
| Apr 10, 2015 | Initial | $3,000,000 | No comparison | 1 | SEC filing |
| Dec 30, 2014 | Initial | $3,000,000 | No comparison | 1 | SEC filing |
| Nov 26, 2014 | Initial | $1,378,000 | No comparison | 3 | SEC filing |
| Jun 6, 2014 | Initial | $48,635,155 | No comparison | 21 | SEC filing |
| Jan 3, 2014 | Initial | $4,075,000 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-376238
Source: Form D, filed Sep 24, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Barak Bussel | Director |
| David Dull | Director |
| Hussein S. El Ghoroury | Director, Executive |
| Harrison T. Le Frak | Director |
| Charles Liu | Director |
| Dale A. Mc Neil | Director, Executive |
| Dale A. Mc Neill | Director, Executive |
| Michael Milstein | Director |
| Babak Cyrus Razi | Director |
| David Schiff | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
6185 Paseo Del Norte, Ste 200
Carlsbad, CA, 92011
Carlsbad, CA, 92011