Form D · Hedge Fund

Osmium Special Opportunity Fund, LP

Greenbrae, CA · CIK 0001592547

Offering snapshot reported Jan 10, 2018 · SEC filing

Reported sold
$8.25M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Dec 6, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.13M$8.25MFeb 10, 2014: $4,300,000.00Feb 10, 2014Jan 12, 2015: $5,475,000.00Jan 12, 2015Jan 11, 2016: $4,491,622.00Jan 11, 2016Jan 10, 2017: $5,927,783.00Jan 10, 2017Jan 10, 2018: $8,254,014.00Jan 10, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,927,783 → $8,254,014
  • Minimum accepted$100,000 → $500,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 10, 2018Amendment$8,254,014$2,326,231vs Jan 10, 20178SEC filing
Jan 10, 2017Amendment$5,927,783$1,436,161vs Jan 11, 20168SEC filing
Jan 11, 2016Amendment$4,491,622-$983,378vs Jan 12, 20158SEC filing
Jan 12, 2015Amendment$5,475,000$1,175,000vs Feb 10, 20147SEC filing
Feb 10, 2014Initial$4,300,000No comparison6SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-211558

Source: Form D, filed Jan 10, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OSMIUM SPECIAL OPPORTUNITY FUND, LP

Investment adviser: OSMIUM PARTNERS, LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$250K

Reported in Form ADV on Mar 22, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO SAN FRANCISCO, California, United States
Custodian WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BDO
PCAOB 243

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 1507124 · Mar 22, 2021 · Schedule D 7.B.(1), fund 805-9426792306

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John H. Lewis Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Osmium Partners Llc 300 Drakes Landing Road, Suite 172
Greenbrae, CA, 94904