Form D · Other Investment Fund
Ortus Currency FuturesAccess LLC
New York, NY · CIK 0001535147
Offering snapshot reported Jan 17, 2014 · SEC filing
- Reported sold
- $39.1M Indefinite offering
- Investors reported
- 288 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Jan 1, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$38,010,751 → $39,092,501
- Reported investors272 → 288
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 17, 2014 | Amendment | $39,092,501 | $1,081,750vs Jan 18, 2013 | 288 | SEC filing |
| Jan 18, 2013 | Amendment | $38,010,751 | $23,499,626vs Jan 18, 2012 | 272 | SEC filing |
| Jan 18, 2012 | Initial | $14,511,125 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $977K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-172099
Estimated maximum aggregate sales commission to be paid to the selling agent. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire FuturesAccess Program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Jan 17, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Louis Costabile | Director, Executive |
| Justin Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Promoter |
| Deann D. Morgan | Director, Executive |
| Colleen Rose Rusch | Director, Executive |
| Steven Lawrence Suss | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10080