Form D · Other Investment Fund

Orox Capital Credit Opportunities Fund, L.P.

Dallas, TX · CIK 0001659144

Offering snapshot reported Mar 1, 2019 · SEC filing

Reported sold: $37.5M
Investors reported: 9
Minimum accepted: $0
First sale: Dec 15, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 1, 2019	Amendment	$37,530,000	$0vs Mar 6, 2018	9	SEC filing
Mar 6, 2018	Amendment	$37,530,000	$11,112,500vs Dec 5, 2017	9	SEC filing
Dec 5, 2017	Amendment	$26,417,500	$0vs Dec 5, 2016	7	SEC filing
Dec 5, 2016	Amendment	$26,417,500	No comparison	7	SEC filing
Dec 9, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $10K
Finders' fees: $0
Form D file number: 021-252729

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
STONINGTON DRIVE SECURITIES LLC	287876

Source: Form D, filed Mar 1, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OROX CAPITAL CREDIT OPPORTUNITIES FUND, L.P.

Investment adviser: OROX CAPITAL MANAGEMENT, LLC

Gross asset value: $85.3M
Beneficial owners: 18
ADV minimum commitment: $1M

Reported in Form ADV on Dec 26, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT, LLC WALNUT CREEK, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. DALLAS, Texas, United States

Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

Filing source

Form ADV 1807817 · Dec 26, 2023 · Schedule D 7.B.(1), fund 805-3891562996

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
O'malley Hayes	Executive
Bryan Korngut	Executive
Mark Martinson	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Orox Capital Management, Llc 4514 Cole Avenue, Suite 705
Dallas, TX, 75205