Form D · Investing

Orinda Asset Management LLC

Orinda, CA · CIK 0001502631

Offering snapshot reported Oct 13, 2010 · SEC filing

Reported sold
$1.5M
Offering amount: $3M
Investors reported
14
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 30, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$750K$1.5MOct 13, 2010: $1,500,000.00Oct 13, 2010Oct 13, 2010: $1,500,000.00Oct 13, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 13, 2010Amendment$1,500,000$0vs Oct 13, 201014SEC filing
Oct 13, 2010Initial$1,500,000No comparison14SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-148912

Source: Form D, filed Oct 13, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lawrence E Epstein Director, Executive
Craig M Kirkpatrick Director, Executive
Brian J Pawlowicz Director, Executive
Cynthia M Yee Director, Executive

Issuer details

Industry: Investing (See others in industry)

Address:
4 Orinda Way, Suite 180 C
Orinda, CA, 94563