Form D · Commercial Banking
ORIENTAL FINANCIAL GROUP INC
San Juan, PR · CIK 0001030469
Offering snapshot reported Jul 12, 2012 · SEC filing
- Reported sold
- $84M Offering amount: $84M
- Investors reported
- 41 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 28, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 12, 2012 | Initial | $84,000,000 | No comparison | 41 | SEC filing |
| May 13, 2010 | Initial | $200,000,000 | No comparison | 36 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3.36M
- Finders' fees
- $0
- Form D file number
- 021-181090
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | Jefferies & Company, Inc. · CRD 2347 |
Source: Form D, filed Jul 12, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Juan Carlos Aguayo | Director |
| Pablo Ivan Altieri | Director |
| Maricarmen Aponte | Director |
| Francisco Arrivi | Director |
| Jose Gabriel Diaz | Executive |
| Jose Rafael Fernandez | Director, Executive |
| Nelson Garcia | Director |
| Jose J. Gil De Lamadrid | Director |
| Jose Ramon Gonzalez | Executive |
| Norberto Gonzalez | Executive |
| Julian Inclan | Director |
| Ganesh Kumar | Executive |
| Rafael Machargo | Director |
| Julio R. Micheo | Executive |
| Pedro Morazzani | Director |
| Cesar Ortiz | Executive |
| Mari Evelyn Rodriguez | Executive |
| Josen Rossi | Director |
| L. Raul Salva | Executive |
| Carlos Souffront | Executive |
| Carlos Vina | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
997 San Roberto Street, 10th Floor Oriental Center Professional Office Park
San Juan, PR, 00926
San Juan, PR, 00926