Form D · Hospitals and Physicians
Oriental Dolphins CCG II Lender LLP
Annapolis, MD · CIK 0001660972
Offering snapshot reported Sep 13, 2016 · SEC filing
- Reported sold
- $1M Offering amount: $6.5M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Mar 1, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 13, 2016 | Initial | $1,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-270548
No commission is payable to Issuer's placement agent, NMS Capital Advisors, LLC ("NMS"), for the two Regulation D subscribers. However, the Issuer anticipates paying NMS $35,000 per investor for each investor procured by NMS.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| NMS Capital Advisors, LLC | 140356 |
Source: Form D, filed Sep 13, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Hess | Executive |
| Lewis Laskin | Executive |
| M. Kate Weaver | Executive |
| Eric Zhu | Executive |
Issuer details
Industry: Hospitals and Physicians (See others in industry)
Address:
77 West Street Suite 210
Annapolis, MD, 21401
Annapolis, MD, 21401