Form D · Commercial Banking
Orient Bancorporation
San Francisco, CA · CIK 0001538404
Offering snapshot reported Feb 20, 2013 · SEC filing
- Reported sold
- $24.5M Offering amount: $24.5M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $24.5M Reported outside-investor minimum
- First sale
- Feb 8, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 20, 2013 | Initial | $24,500,000 | No comparison | 0 | SEC filing |
| May 4, 2012 | Initial | $1,500,000 | No comparison | 0 | SEC filing |
| Jan 13, 2012 | Initial | $300,000 | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.56M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-192114
In addition to the sales commissions, Sandler, O'Neill & Partners, L.P. billed reimbursable expenses in the amount of $10,000 USD.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler, O'Neill & Partners, L.P. | 23328 | David C. Sandler · CRD 2178635 |
Source: Form D, filed Feb 20, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Carl Andersen | Executive |
| Anthony Damato | Director |
| Philipp Frings | Director |
| Brian Garrett | Director |
| Yvonne Go | Director |
| Ernest Go | Director |
| Monique Go | Executive |
| Michael Lee | Director |
| John Ng | Executive |
| Rob Pun | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
233 Sansome Street
San Francisco, CA, 94104
San Francisco, CA, 94104