Form D · Agriculture
Organic Alliance, Inc.
Salinas, CA · CIK 0001442634
Offering snapshot reported Sep 7, 2012 · SEC filing
- Reported sold
- $800K Offering amount: $3M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 24, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 7, 2012 | Initial | $800,000 | No comparison | 3 | SEC filing |
| Aug 28, 2012 | Amendment | $850,000 | $475,000vs Apr 5, 2012 | 0 | SEC filing |
| May 4, 2012 | Amendment | $650,000 | $275,000vs Apr 6, 2012 | 0 | SEC filing |
| Apr 6, 2012 | Amendment | $375,000 | $0vs Apr 5, 2012 | 0 | SEC filing |
| Apr 5, 2012 | Initial | $375,000 | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $390K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-183811
13% of the offering proceeds. The amount provided assumes the full offering will be sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| jOHN THOMAS FINANCIAL, INC. | 40982 |
Source: Form D, filed Sep 7, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Parker Booth | Director, Executive |
| Barry Brookstein | Executive |
| Mark Klein | Director |
| Michael Rosenthal | Director |
Issuer details
Industry: Agriculture (See others in industry)
Address:
401 Monterey St. Suite 202
Salinas, CA, 93901
Salinas, CA, 93901