Form D · Other
OREX MINERALS INC
Vancouver, A1 · CIK 0001458057
Offering snapshot reported Jan 3, 2024 · SEC filing
- Reported sold
- $8.44K Offering amount: $22.5K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 20, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 3, 2024 | Initial | $8,439 | No comparison | 1 | SEC filing |
| Jul 31, 2020 | Initial | $309,414 | No comparison | 3 | SEC filing |
| Jun 30, 2020 | Initial | $81,389 | No comparison | 2 | SEC filing |
| Nov 22, 2019 | Initial | $302,200 | No comparison | 2 | SEC filing |
| Jan 22, 2015 | Initial | $167,140 | No comparison | 1 | SEC filing |
| Apr 4, 2014 | Initial | $2,885,000 | No comparison | 7 | SEC filing |
| Oct 28, 2009 | Initial | $965,377 | No comparison | 21 | SEC filing |
| Jun 30, 2009 | Initial | $419,115 | No comparison | 4 | SEC filing |
| Feb 27, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-501417
Dollar amounts have been converted from Canadian dollars based on the 0.7501 Bank of Canada daily exchange rate on 12-20-23. Total Remaining to be Sold is the aggregate exercise price of all warrants sold in the United States.
Units, each comprised of one common share and one common share purchase warrant, each exercisable for 24 months at CAD$0.25 per warrant share
Source: Form D, filed Jan 3, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ASC-UVC CO INVEST, LLC
Investment adviser: ATLANTIC STREET CAPITAL MANAGEMENT, LLC
- Gross asset value
- $196M
- Beneficial owners
- 17
- ADV minimum commitment
- $5M
Reported in Form ADV on Jul 9, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
EISNERAMPER, LLP
PCAOB 274
Filing source
Form ADV 1545866 · Jul 9, 2021 · Schedule D 7.B.(1), fund 805-3706029731
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| George Carvey | Director |
| George Cavey | Director |
| Gary Cope | Director, Executive |
| Joseph Drescher | Director |
| Arthur Freeze | Director |
| Art Freeze | Director |
| Dave Gunning | Director |
| Linda Robertson | Executive |
| Rick Sayers | Director |
| Harry White | Director |
| William Henry White | Director |
| Ben Whiting | Director, Executive |
| Ross Wilmot | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:Vancouver, A1, V6E 2E9