Form D · Hedge Fund

STONE BEACH MORTGAGE OPPORTUNITY FUND LLC

Norwalk, CT · CIK 0001455878

Offering snapshot reported Aug 3, 2012 · SEC filing

Reported sold
$8.79M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.4M$8.79MFeb 4, 2009Feb 2, 2010: $5,122,000.00Feb 2, 2010Feb 2, 2011: $5,122,000.00Feb 2, 2011Aug 3, 2011: $5,322,000.00Aug 3, 2012: $8,794,183.00Aug 3, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,322,000 → $8,794,183
  • Reported investors2 → 5

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 3, 2012Amendment$8,794,183$3,472,183vs Aug 3, 20115SEC filing
Aug 3, 2011Amendment$5,322,000$200,000vs Feb 2, 20112SEC filing
Feb 2, 2011Amendment$5,122,000$0vs Feb 2, 20102SEC filing
Feb 2, 2010Amendment$5,122,000No comparison2SEC filing
Feb 4, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$75K (estimated)
Finders' fees
$0
Form D file number
021-126758
Assets Under Management as of 6/30/2012.
This excludes internal marketing staff who are paid compensation, but not commission, for their services.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Silver Leaf Partners LLC126694

Source: Form D, filed Aug 3, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Lysenko Executive
Edward Smith Executive
N/A Stone Beach Investment Management Llc Promoter
Alan Swide Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Co Stone Beach Investment Management Llc 101 Merritt 7 5th Floor
Norwalk, CT, 06851