Form D · Hedge Fund

Orchard Avalon Ltd

Hong Kong, K3 · CIK 0001477656

Offering snapshot reported Jan 28, 2014 · SEC filing

Reported sold
$432M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 13, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$216M$432MDec 15, 2009: $30,450,000.00Dec 15, 2009Jan 19, 2010: $89,362,814.00Feb 2, 2012: $274,220,111.00Feb 2, 2012Jan 30, 2013: $363,289,893.00Jan 30, 2013Jan 28, 2014: $431,823,185.00Jan 28, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$363,289,893 → $431,823,185
  • Reported investors7 → 15

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 28, 2014Amendment$431,823,185$68,533,292vs Jan 30, 201315SEC filing
Jan 30, 2013Amendment$363,289,893$89,069,782vs Feb 2, 20127SEC filing
Feb 2, 2012Amendment$274,220,111$184,857,297vs Jan 19, 20107SEC filing
Jan 19, 2010Amendment$89,362,814$58,912,814vs Dec 15, 200913SEC filing
Dec 15, 2009Initial$30,450,000No comparison10SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-136927

Source: Form D, filed Jan 28, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ORCHARD AVALON LIMITED

Investment adviser: OCP ASIA LIMITED

Gross asset value
$50.3M
Beneficial owners
15
ADV minimum commitment
$1M

Reported in Form ADV on Jul 1, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG HONG KONG, Hong Kong
Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: Yes
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 824530 · Jul 1, 2014 · Schedule D 7.B.(1), fund 805-2283022089

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Jones Director
John Lewis Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
L/34 Gloucester Tower, The Landmark 15 Queens Road Central
Hong Kong, K3, 0000