Form D · Biotechnology

Optofluidics, Inc.

Burlingame, CA · CIK 0001762996

Offering snapshot reported Dec 29, 2022 · SEC filing

Reported sold
$7M
Offering amount: $7M
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 30, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.5M$7MJul 11, 2022: $5,999,994.00Jul 11, 2022Dec 29, 2022: $6,999,990.00Dec 29, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,999,994 → $6,999,990

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 29, 2022Amendment$6,999,990$999,996vs Jul 11, 202211SEC filing
Jul 11, 2022Initial$5,999,994No comparison11SEC filing
Apr 13, 2020Initial$6,738,727No comparison14SEC filing
Dec 27, 2018Initial$5,645,007No comparison6SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-451732

Source: Form D, filed Dec 29, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bernardo Cordovez Executive
Rick Gordon Director, Executive
Robert Hart Executive
Shahram Hejazi Director
Joseph Keegan Director
Casey Mc Glynn Executive
William Snider Director
Chad Souvignier Director
Robert Wicke Director, Executive

Issuer details

Industry: Biotechnology (See others in industry)

Address:
1828 El Camino Real Suite 703
Burlingame, CA, 94010