Form D · Hedge Fund

Optimum Income Fund, LLC

Newport Beach, CA · CIK 0001471840

Offering snapshot reported Nov 15, 2013 · SEC filing

Reported sold
$38.2M
Indefinite offering
Investors reported
106
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 31, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$19.1M$38.2MSep 10, 2009: $15,097,448.00Sep 10, 2009Dec 3, 2009: $15,097,448.00Nov 16, 2010: $29,628,015.00Nov 14, 2011: $32,597,402.00Nov 14, 2012: $36,151,802.00Nov 15, 2012: $36,151,802.00Nov 15, 2012: $36,151,802.00Nov 15, 2012: $36,151,802.00Nov 15, 2012: $36,151,802.00Nov 15, 2012: $36,151,802.00Nov 15, 2013: $38,150,670.00Nov 15, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$36,151,802 → $38,150,670
  • Reported investors104 → 106

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 15, 2013Amendment$38,150,670$1,998,868vs Nov 15, 2012106SEC filing
Nov 15, 2012Amendment$36,151,802$3,554,400vs Nov 14, 2011104SEC filing
Nov 15, 2012Amendment$36,151,802$3,554,400vs Nov 14, 2011104SEC filing
Nov 15, 2012Amendment$36,151,802$3,554,400vs Nov 14, 2011104SEC filing
Nov 15, 2012Amendment$36,151,802$3,554,400vs Nov 14, 2011104SEC filing
Nov 15, 2012Amendment$36,151,802$3,554,400vs Nov 14, 2011104SEC filing
Nov 14, 2012Amendment$36,151,802$3,554,400vs Nov 14, 2011104SEC filing
Nov 14, 2011Amendment$32,597,402$2,969,387vs Nov 16, 201097SEC filing
Nov 16, 2010Amendment$29,628,015$14,530,567vs Dec 3, 200984SEC filing
Dec 3, 2009Amendment$15,097,448$0vs Sep 10, 200940SEC filing
Sep 10, 2009Initial$15,097,448No comparison40SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-134285

Source: Form D, filed Nov 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Guinta Executive
Jonathan Hansen Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
610 Newport Center Drive Suite 600
Newport Beach, CA, 92660