Form D · Hedge Fund

Optima STAR Fund, a sub-fund of Apsley Fund ICAV

Dublin, L2 · CIK 0001680347

Offering snapshot reported Nov 28, 2022 · SEC filing

Reported sold
$19.6M
Indefinite offering
Investors reported
24
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Jun 20, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.78M$19.6MJul 21, 2016: $500,000.00Jul 21, 2016Jan 24, 2018: $562,000.00Oct 9, 2018: $793,000.00Nov 25, 2019: $0.00Jan 29, 2020: $0.00Nov 30, 2020: $19,562,109.00Nov 15, 2021: $19,562,109.00Nov 28, 2022: $19,562,108.00Nov 28, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$19,562,109 → $19,562,108

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 28, 2022Amendment$19,562,108-$1vs Nov 15, 202124SEC filing
Nov 15, 2021Amendment$19,562,109$0vs Nov 30, 202024SEC filing
Nov 30, 2020Amendment$19,562,109$19,562,109vs Nov 25, 201924SEC filing
Jan 29, 2020Amendment$0$0vs Nov 25, 20190SEC filing
Nov 25, 2019Amendment$0-$793,000vs Oct 9, 20180SEC filing
Oct 9, 2018Amendment$793,000$231,000vs Jan 24, 20183SEC filing
Jan 24, 2018Amendment$562,000$62,000vs Jul 21, 20162SEC filing
Jul 21, 2016Initial$500,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-267487

Source: Form D, filed Nov 28, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OPTIMA STAR FUND

Investment adviser: OPTIMA ASSET MANAGEMENT LP

Gross asset value
$3.57M
Beneficial owners
5
ADV minimum commitment
$5K

Reported in Form ADV on Jan 5, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORTON DUBLIN, Ireland
Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORTON
PCAOB 1402

Filing source

Form ADV 1588187 · Jan 5, 2022 · Schedule D 7.B.(1), fund 805-5396069877

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Optima Fund Management Llc Promoter
Optima Asset Management Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Northern Trust George's Court, 54 62 Townsend Street
Dublin, L2, 2