Form D · Hedge Fund
OPTIMA PARTNERS FOCUS FUND
Hamilton, D0 · CIK 0001387475
Offering snapshot reported Nov 28, 2022 · SEC filing
- Reported sold
- $574M Indefinite offering
- Investors reported
- 159 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jan 1, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors156 → 159
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 28, 2022 | Amendment | $574,311,444 | $0vs Nov 15, 2021 | 159 | SEC filing |
| Nov 15, 2021 | Amendment | $574,311,444 | $450,000vs Nov 30, 2020 | 156 | SEC filing |
| Nov 30, 2020 | Amendment | $573,861,444 | $446,602,553vs Nov 25, 2019 | 154 | SEC filing |
| Jan 29, 2020 | Amendment | $127,258,891 | $0vs Nov 25, 2019 | 20 | SEC filing |
| Nov 25, 2019 | Amendment | $127,258,891 | $94,018,891vs Oct 5, 2018 | 20 | SEC filing |
| Oct 5, 2018 | Amendment | $33,240,000 | -$4,870,000vs Jan 24, 2018 | 23 | SEC filing |
| Jan 24, 2018 | Amendment | $38,110,000 | -$8,646,000vs Nov 10, 2016 | 26 | SEC filing |
| Nov 10, 2016 | Amendment | $46,756,000 | $6,009,000vs Oct 30, 2015 | 31 | SEC filing |
| Oct 30, 2015 | Amendment | $40,747,000 | -$3,695,000vs Oct 30, 2014 | 35 | SEC filing |
| Oct 30, 2014 | Amendment | $44,442,000 | $8,961,000vs Oct 2, 2013 | 35 | SEC filing |
| Oct 2, 2013 | Amendment | $35,481,000 | $5,189,000vs Nov 7, 2012 | 28 | SEC filing |
| Nov 7, 2012 | Amendment | $30,292,000 | -$2,911,000vs Oct 26, 2011 | 26 | SEC filing |
| Oct 26, 2011 | Amendment | $33,203,000 | -$1,626,000vs Nov 3, 2010 | 24 | SEC filing |
| Nov 3, 2010 | Initial | $34,829,000 | No comparison | 27 | SEC filing |
| Jan 16, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.58M
- Finders' fees
- $0
- Form D file number
- 021-149982
The amount of sales commission represents the portion of management and incentive fees paid to BNY Mellon, N.A. to June 30, 2019, the date payments ceased
Source: Form D, filed Nov 28, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
THE OPTIMA PARTNERS FOCUS FUND CLASS A
Investment adviser: OPTIMA ASSET MANAGEMENT LP
- Gross asset value
- $4.23M
- Beneficial owners
- 7
- ADV minimum commitment
- $250K
Reported in Form ADV on Apr 4, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE
PCAOB 1096
Filing source
Form ADV 1863434 · Apr 4, 2024 · Schedule D 7.B.(1), fund 805-3386713702
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Optima Fund Management Limited Partnership | Promoter |
| Optima Fund Management Llc | Promoter |
| Optima Managers Gp Mm Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Hamilton, D0, HM08