Form D · Hedge Fund

OPTIMA MULTI SECTOR FUND LP

New York, NY · CIK 0001165158

Offering snapshot reported Jan 29, 2020 · SEC filing

Reported sold
$53.8M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$26.9M$53.8MSep 29, 2010: $43,484,953.00Sep 29, 2010Oct 25, 2010: $45,041,000.00Oct 26, 2011: $36,867,000.00Nov 7, 2012: $32,915,000.00Oct 2, 2013: $30,207,000.00Oct 30, 2014: $28,479,000.00Oct 30, 2015: $28,220,000.00Nov 9, 2016: $24,379,000.00Jan 24, 2018: $25,144,000.00Oct 5, 2018: $25,345,000.00Nov 25, 2019: $53,768,189.00Jan 29, 2020: $53,768,189.00Jan 29, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 29, 2020Amendment$53,768,189$0vs Nov 25, 201922SEC filing
Nov 25, 2019Amendment$53,768,189$28,423,189vs Oct 5, 201822SEC filing
Oct 5, 2018Amendment$25,345,000$201,000vs Jan 24, 201826SEC filing
Jan 24, 2018Amendment$25,144,000$765,000vs Nov 9, 201627SEC filing
Nov 9, 2016Amendment$24,379,000-$3,841,000vs Oct 30, 201530SEC filing
Oct 30, 2015Amendment$28,220,000-$259,000vs Oct 30, 201433SEC filing
Oct 30, 2014Amendment$28,479,000-$1,728,000vs Oct 2, 201335SEC filing
Oct 2, 2013Amendment$30,207,000-$2,708,000vs Nov 7, 201238SEC filing
Nov 7, 2012Amendment$32,915,000-$3,952,000vs Oct 26, 201144SEC filing
Oct 26, 2011Amendment$36,867,000-$8,174,000vs Oct 25, 201049SEC filing
Oct 25, 2010Amendment$45,041,000$1,556,047vs Sep 29, 201061SEC filing
Sep 29, 2010Initial$43,484,953No comparison61SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.54M
Finders' fees
$0
Form D file number
021-148323
The amount of sales commission represents the portion of management fees paid to BNY Mellon, N.A. to June 30, 2019, the date payments ceased

Source: Form D, filed Jan 29, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE OPTIMA MULTI-SECTOR FUND LP

Investment adviser: OPTIMA ASSET MANAGEMENT LP

Gross asset value
$12.6M
Beneficial owners
22
ADV minimum commitment
$250K

Reported in Form ADV on Oct 23, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HSBC SECURITIES SERVICES (IRELAND) DAC DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) DAC DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

Filing source

Form ADV 1463590 · Oct 23, 2020 · Schedule D 7.B.(1), fund 805-3114483474

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Optima Group Holdings Llc Promoter
Optima Managers Gp Mm Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 East 53 Rd Street 29 Th Floor
New York, NY, 10022