Form D · Hedge Fund

Optima Fund Ltd

Pembroke, D0 · CIK 0001502396

Offering snapshot reported Nov 26, 2024 · SEC filing

Reported sold
$376M
Indefinite offering
Investors reported
241
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 1, 1989
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$188M$376MSep 29, 2010: $110,933,388.00Sep 29, 2010Oct 25, 2010: $104,514,000.00Oct 26, 2011: $56,023,000.00Nov 7, 2012: $57,705,000.00Oct 1, 2013: $52,815,000.00Oct 30, 2014: $51,259,000.00Oct 30, 2015: $42,711,000.00Nov 9, 2016: $39,354,000.00Jan 24, 2018: $27,540,000.00Oct 5, 2018: $27,961,000.00Nov 25, 2019: $248,701,577.00Jan 29, 2020: $248,701,577.00Nov 15, 2021: $248,701,577.00Nov 28, 2022: $375,316,901.00Nov 29, 2023: $375,316,901.00Nov 26, 2024: $375,516,901.00Nov 26, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$375,316,901 → $375,516,901

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 26, 2024Amendment$375,516,901$200,000vs Nov 29, 2023241SEC filing
Nov 29, 2023Amendment$375,316,901$0vs Nov 28, 2022241SEC filing
Nov 28, 2022Amendment$375,316,901$126,615,324vs Nov 15, 2021241SEC filing
Nov 15, 2021Amendment$248,701,577$0vs Jan 29, 202025SEC filing
Jan 29, 2020Amendment$248,701,577$0vs Nov 25, 201925SEC filing
Nov 25, 2019Amendment$248,701,577$220,740,577vs Oct 5, 201825SEC filing
Oct 5, 2018Amendment$27,961,000$421,000vs Jan 24, 201829SEC filing
Jan 24, 2018Amendment$27,540,000-$11,814,000vs Nov 9, 201629SEC filing
Nov 9, 2016Amendment$39,354,000-$3,357,000vs Oct 30, 201545SEC filing
Oct 30, 2015Amendment$42,711,000-$8,548,000vs Oct 30, 201449SEC filing
Oct 30, 2014Amendment$51,259,000-$1,556,000vs Oct 1, 201355SEC filing
Oct 1, 2013Amendment$52,815,000-$4,890,000vs Nov 7, 201262SEC filing
Nov 7, 2012Amendment$57,705,000$1,682,000vs Oct 26, 201180SEC filing
Oct 26, 2011Amendment$56,023,000-$48,491,000vs Oct 25, 201090SEC filing
Oct 25, 2010Amendment$104,514,000-$6,419,388vs Sep 29, 2010114SEC filing
Sep 29, 2010Initial$110,933,388No comparison118SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$6.24M
Finders' fees
$0
Form D file number
021-148320
The amount of sales commission represents the portion of management fees paid to BNY Mellon, N.A. to June 30, 2019, the date payments ceased.

Source: Form D, filed Nov 26, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE OPTIMA FUND LIMITED

Investment adviser: OPTIMA ASSET MANAGEMENT LP

Gross asset value
$16M
Beneficial owners
8
ADV minimum commitment
$250K

Reported in Form ADV on Apr 4, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HSBC SECURITIES SERVICES (IRELAND) DAC DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) DAC DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

Filing source

Form ADV 1863434 · Apr 4, 2024 · Schedule D 7.B.(1), fund 805-4387349883

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dennie Dixon Boardman Director
John Charles Ross Collis Director
Thomas Haskins Davis Director
Neil Glass Director
Ronald Aaron Lake Director
Geoffrey Manfred Lewis Director
Optima Fund Management Limited Partnership Promoter
Optima Fund Management Llc Promoter
Optima Asset Management Llc Promoter
Robert Richard Rans Director
William Donald Thomson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
The Belvedere Building 69 Pitts Bay Road, 2 Nd Floor
Pembroke, D0, HM08