Form D · Hedge Fund

OPTIMA ASIA FUND LLC

New York, NY · CIK 0001370665

Offering snapshot reported Oct 25, 2010 · SEC filing

Reported sold
$14.1M
Indefinite offering
Investors reported
33
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.51M$15MSep 29, 2010: $15,024,150.00Sep 29, 2010Oct 25, 2010: $14,114,000.00Oct 25, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$15,024,150 → $14,114,000
  • Reported investors38 → 33

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 25, 2010Amendment$14,114,000-$910,150vs Sep 29, 201033SEC filing
Sep 29, 2010Initial$15,024,150No comparison38SEC filing
Jul 12, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$294K
Finders' fees
$0
Form D file number
021-148325
"Total Amount Sold" represents the total amount outstanding as of the date of this filing in reliance on the Regulation D exemption. The original Form D was filed by paper in July 2006.
The amount of sales commissions represents the portion of management and incentive fees paid to BNY Mellon, N.A. to date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
BNY Mellon, N.A.None

Source: Form D, filed Oct 25, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Optima Group Holdings Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 E 53 Rd St
New York, NY, 10022