Form D · Hedge Fund

Optika Fund LLC

New York, NY · CIK 0001641563

Offering snapshot reported Nov 29, 2023 · SEC filing

Reported sold
$126M
Indefinite offering
Investors reported
169
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
May 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$63.2M$126MMay 6, 2015: $14,115,000.00May 6, 2015Nov 10, 2016: $16,247,000.00Jan 25, 2018: $16,965,000.00Oct 5, 2018: $23,657,000.00Nov 25, 2019: $45,875,394.00Jan 29, 2020: $45,875,394.00Nov 30, 2020: $102,028,481.00Nov 15, 2021: $108,603,481.00Nov 28, 2022: $124,878,481.00Nov 29, 2023: $126,428,481.00Nov 29, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$124,878,481 → $126,428,481
  • Reported investors167 → 169

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 29, 2023Amendment$126,428,481$1,550,000vs Nov 28, 2022169SEC filing
Nov 28, 2022Amendment$124,878,481$16,275,000vs Nov 15, 2021167SEC filing
Nov 15, 2021Amendment$108,603,481$6,575,000vs Nov 30, 2020145SEC filing
Nov 30, 2020Amendment$102,028,481$56,153,087vs Nov 25, 2019133SEC filing
Jan 29, 2020Amendment$45,875,394$0vs Nov 25, 201958SEC filing
Nov 25, 2019Amendment$45,875,394$22,218,394vs Oct 5, 201858SEC filing
Oct 5, 2018Amendment$23,657,000$6,692,000vs Jan 25, 201835SEC filing
Jan 25, 2018Amendment$16,965,000$718,000vs Nov 10, 201631SEC filing
Nov 10, 2016Amendment$16,247,000$2,132,000vs May 6, 201540SEC filing
May 6, 2015Initial$14,115,000No comparison30SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$69.3K
Finders' fees
$0
Form D file number
021-239307
The amount of sales commission represents the portion of management and incentive fees paid to BNY Mellon, N.A. to June 30, 2019, the date payments ceased.

Source: Form D, filed Nov 29, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Optima Group Holdings Llc Promoter
Optima Managers Gp Mm Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 East 53 Rd Street, 32nd Floor C/O Optima
New York, NY, 10022