Form D · Biotechnology
Optherion Inc
New Haven, CT · CIK 0001396827
Offering snapshot reported Sep 16, 2009 · SEC filing
- Reported sold
- $5M Offering amount: $9.45M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 2, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 16, 2009 | Initial | $5,000,000 | No comparison | 10 | SEC filing |
| Aug 6, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 16, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-102365
Total Offering Amount represents the aggregate amount of convertible unsecured promissory notes and warrants to be issued as part of offering. The notes and warrants are convertible into capital stock of the Company pursuant to their respective terms.
Source: Form D, filed Sep 16, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| George Elston | Executive |
| Colin Foster | Director, Executive, Promoter |
| Brian K. Halak | Director |
| Eileen More | Director |
| Sherrill P. Neff | Director |
| & Company Inc. Scheer | Promoter |
| David I. Scheer | Director, Promoter |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
555 Long Wharf Drive, 11 Th Floor
New Haven, CT, 06511
New Haven, CT, 06511