Form D · Other
Optex Systems Holdings Inc
Richardson, TX · CIK 0001397016
Offering snapshot reported Nov 26, 2014 · SEC filing
- Reported sold
- $1.55M Offering amount: $2.1M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 17, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 26, 2014 | Initial | $1,550,000 | No comparison | 6 | SEC filing |
| Aug 16, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $50K
- Finders' fees
- $0
- Form D file number
- 021-229175
12% Convertible Promissory Notes
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Palladium Capital Advisors, LLC | 129400 |
Source: Form D, filed Nov 26, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Karen Hawkins | Executive |
| Stanley Hirschman | Director, Executive |
| Merrick Okamoto | Director, Executive |
| Danny Schoening | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
1420 Presidential Drive
Richardson, TX, 75081
Richardson, TX, 75081